Our Broker Dealer

 

 


 

Since Rick Roberts, CEO & President, first launched the concept of a national independent broker-dealer firm in 2012, Certus Financial Group of companies, or more commonly referred to as “TCFG”, has been fortunate to experience rapid growth.

He formed a partnership with other like-minded financial professionals to offer retail wealth management, financial advisory, and insurance brokerage services tailored to the needs of high net-worth individuals and large institutions to build an investment process for clients that resulted in a better experience.

What sets us apart and differentiates us from others?

  • The deep experience of our members, the majority of whom have 25 years of expertise in managing large portfolios and building long-term relationships with their clients.
  • Our back office, powered by proprietary, powerful, leading-edge technology for access to thousands of investment products of different types from around the globe, all of which provide our advisors with more time to focus on and address client needs.
  • Our independence and flexibility; we are not tied to any one family of investments or insurance products.

Today, we’re proud to have over 1,500 clients from California to Florida.

 

 

 

 

Headquartered in Boston, Fidelity serves its customers through 10 regional offices and more than 180 Investor Centers in the United States. With 40,000-plus associates, our global presence spans eight other countries across North America, Europe, Asia, and Australia who are also working tirelessly to meet the needs of our customers.

We provide financial planning and retirement options such as IRAs, annuities, and managed accounts; brokerage and cash management products; college savings accounts; and other financial services for millions of individual investors.

Custody and other services are provided by National Financial Services LLC, a Fidelity Investments company and member of NYSE and SIPC.

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck